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Saturday, November 21, 2009 11:58 AM

US Securities and Exchange Commission

Type: Organization

Name: US Securities and Exchange Commission (U.S. Securities and Exchange Commission)

Nationality: United States

Fact Sheet: Fact Sheet for U.S. Securities and Exchange Com...

First Reported 11/19/2009 - Updated 11/20/2009 - 4 Documents (in Internet & IT)

SEC Watchdog: Revamp Company Exam Process

WASHINGTON -- U.S. regulators had "ample information" to trigger an extensive exam of convicted fraudster Bernard Madoff's investment firm, but continually gave it only a "medium risk" rating, a government watchdog said on Thursday.David Kotz, the inspector ... [Moneynews - 11/20/2009]

Entities: US Securities and Exchange Commission, David Kotz, Bernard Madoff

First Reported 11 hours ago - Updated 3 hours ago - 3 Documents (in Internet & IT)

Morgan Stanley & Co

Ironwood Pharmaceuticals Files Registration Statement for Initial

today announced that it has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) relating to the proposed initial public offering of shares of its Class A common stock. The number of shares to be offered and ... [Business Wire via MSN Money - 3 hours ago]

Entities: Registration Statement, Morgan Stanley & Co, Common Shares, Prospectus

First Reported 19 hours ago - Updated 14 hours ago - 2 Documents

SEC, CFTC reach accord on security-based futures

U.S. securities and derivatives regulators issued joint orders Friday, clarifying their jurisdiction over security-based futures products.The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission issued two joint orders ... [Investment Executive - 14 hours ago]

Entities: US Securities and Exchange Commission, Volatility, Commodity Futures Trading Commission

First Reported 11/20/2009 - Updated 11 hours ago - 2 Documents (in Internet & IT)

Biocryst Pharmaceuticals (BCRX) Announces Pricing of Public Offering of Common Stock

BIRMINGHAM, Ala., Nov. 19 /PRNewswire-FirstCall/ -- BioCryst Pharmaceuticals, Inc. today announced the pricing of a public offering of 5,000,000 shares of its common stock at $9.75 per share, resulting in gross proceeds of $48.75 million. All of the shares ... [BioSpace - 11 hours ago]

Entities: Biocryst Pharmaceuticals Inc, Prospectus, Common Shares, US Securities and Exchange Commission

First Reported 11/19/2009 - Updated 11/19/2009 - 3 Documents

EV Energy Partners to Present at the RBC Capital Markets 2009 MLP

EV Energy Partners, L.P. (NASDAQ: EVEP) announced today that Michael E. Mercer, Senior Vice President and CFO, will give a presentation as part of a panel at the RBC Capital Markets 2009 MLP Conference.Mr. Mercer's panel is scheduled to present on Friday, ... [Market Wire via MSN Money - 11/19/2009]

Entities: EV Energy Partners L P, RBC Cap Markets, US Securities and Exchange Commission, Business Plan

First Reported 11/19/2009 - Updated 11/19/2009 - 3 Documents

StatoilHydro ASA

Statoil Confirms Closing of Horton Case

Statoil announced that the Deferred Prosecution Agreement (DPA) the company entered into as a part of the settlement of the Horton case, has expired as scheduled.On October 13, 2006, the company reached agreements with the US Securities and Exchange Commission ... [Rigzone - 11/19/2009]

Entities: StatoilHydro ASA, Helge Lund, US Securities and Exchange Commission, Foreign Corrupt Practices Act

First Reported 11/20/2009 - Updated 11/20/2009 - 2 Documents (in Internet & IT)

Bernard Madoff

S.E.C. Told to Change How It Chooses Inquiries

The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the one that allowed Bernard L. Madoff's multibillion-dollar fraud to go undetected for 16 years, ... [DealBook - 11/20/2009]

Entities: Bernard Madoff, US Securities and Exchange Commission, Fraud

First Reported 20 hours ago - Updated 20 hours ago - 2 Documents (in Market News)

Kohlberg Capital Corporation Receives Notification of

NEW YORK, Nov. 20, 2009 (GLOBE NEWSWIRE) -- Kohlberg Capital Corporation (Nasdaq:KCAP) (the 'Company') announces that the Company received a letter on November 17, 2009 from the NASDAQ Stock Market notifying it that the Company is no longer in compliance ... [GlobeNewswire via MSN Money - 20 hours ago]

Entities: Quarterly Report, Collateralized Loan Obligations, US Securities and Exchange Commission, 10-q, Nasdaq Stock Market Inc

First Reported 11/19/2009 - Updated 11/20/2009 - 2 Documents

Newmont Announces Commercial Production at Boddington

HOME NEWS PERSONAL FINANCE FINANCIAL TOOLS RATES PORTFOLIO COMPANY PROFILES SECTORS COLUMNISTS INDICES RRSP Centre Used Vehicles Classified Home >> Press Releases << >> /CNW/ -- Newmont Mining Corporation (NYSE: NEM) ('Newmont' or the 'Company') ... [Canoe Money - 11/20/2009]

Entities: Brian Hill, Richard O'Brien, US Securities and Exchange Commission, Newmont Mining Corporation

First Reported 11/19/2009 - Updated 11/19/2009 - 2 Documents (in Internet & IT)

XBRL US Labs Issues Call for Research Partners

NEW YORK, Nov. 19 /PRNewswire/ -- XBRL US today issued a Call for Research Partners to expand research and development projects already underway to develop taxonomies (digital dictionaries) for corporate actions, proxy and governance, and asset-backed ... [Business Technology - 11/19/2009]

Entities: Taxonomy, US Securities and Exchange Commission, Extensible Markup Language (XML), Consortium

First Reported 11/20/2009 - Updated 11/20/2009 - 2 Documents (in Conflicts & Crime)

Beware of those who say beware of scams

Today's column discusses the Securities and Exchange Commission's lawsuit against Al Kaleta and his investment firm. Kaleta is one of the founders of the BizRadio Network, and he also made regular appearance on the Fox 26 morning show's "Wake Up... ... [Houston Chronicle - 11/20/2009]

Entities: Investment Trust, Lawsuit, US Securities and Exchange Commission

First Reported 11/20/2009 - Updated 11/20/2009 - 1 Documents (in Internet & IT)

Conseco is planning to sell up to $230 million in stock

Indianapolis -- Carmel-based insurer Conseco says in a new filing with the Securities and Exchange Commission that it may sell up to $230 million of stock. ... [Indianapolis Star - 11/20/2009]

Entities: Conseco, Indianapolis, US Securities and Exchange Commission

Quotes

...factors that could affect SAP's future financial results are discussed more fully in SAP's filings with the U S Securities and Exchange Commission ( "SEC'), including SAP's most recent Annual Report on Form 20-F filed with the SEC. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of their dates."

SAP Customers and Partners Create New Business Solutions at SAP ... [Ulitzer - 1 hour ago]

...statement dated September 8, 2009 with the Canadian securities regulatory authorities and the United States Securities and Exchange Commission ( "SEC') for the offering to which this communication relates. Before you invest, you should read the base shelf prospectus and prospectus supplement and any other documents Central Fund has filed with the securities commissions in each of the provinces and territories of Canada, except Quebec, and the SEC, for more complete information about Central Fund and this offering. You may obtain a copy of the base shelf prospectus and prospectus supplement filed in the United States from CIBC World Markets Corp., 425 Lexington Avenue, 5th Floor, New York, New York 10017, by fax at 212-667-6303 or by e-mail at This e-mail address is being protected from spam bots, you need JavaScript enabled to view it . You may obtain a copy of the base shelf prospectus and prospectus supplement filed in Canada from CIBC, fax 416-594-7242 or request a copy by telephone at 416-594-7270."

Central Fund of Canada Limited Closes U.S.$230,181,000 Class A Share Issue [PR-USA.net - 3 hours ago]

...According to U S Attorney General Eric Holder, "We will be relentless in our investigation of corporate and financial wrongdoing and we will not hesitate to bring charges, where appropriate, for criminal misconduct on the part of businesses and business executives." The task force differs from the one created by the Bush administration following the Enron scandal in that federal agencies will collaborate with state...

HUD Board to Exercise Restraint in Enforcing New RESPA Rules [AFSA - 5 hours ago]

More Content

sort by: Date \| Relevance
Brush: Farewell to decade of hubris [MSN Money - 52 mins ago]
SAP Customers and Partners Create New Business ... [Ulitzer - 1 hour ago]
RULES AND RELATED MATTERS - Joint Order Under t... [TMC Net - 1 hour ago]
Central Fund of Canada Limited Closes U.S.$230,... [PR-USA.net - 3 hours ago]
Ironwood Pharmaceuticals Files Registration Sta... [Business Wire via MSN Money - 3 hours ago]
Medidata Solutions initiates public offering of... [News-Medical.Net - 4 hours ago]
ISJ Weekly Report on 11th November 2009 [Investor Services Journal - 5 hours ago]
Cabot Microelectronics Corporation Receives Rul... [Yahoo! Canada - 5 hours ago]
Ironwood Pharmaceuticals initiates public offer... [News-Medical.Net - 5 hours ago]
Houston Chronicle Loren Steffy column: BizRadio... [Individual.com - 5 hours ago]
CA: Pension board member directe... [Stateline - 6 hours ago]
InfoLogix Announces Closing of Restructuring of... [Street Insider - 8 hours ago]
Shidaal Express, Inc. and Mohamud Abdi Ahmed Se... [SEC - 8 hours ago]
R. Brooke Dunn and Nicholas P. Howey [SEC - 8 hours ago]
These Men Could Kill SarbOx [BusinessWeek - 9 hours ago]
InfoLogix Reveals Closing Of Restructuring Of I... [RTTNews.com - 9 hours ago]
Rio Tinto to receive total proceeds of at least... [Mineweb - 9 hours ago]
InfoLogix Announces Closing of Restructuring of... [Yahoo! Canada - 9 hours ago]
InfoLogix Announces Closing of Restructuring of... [PR Newswire via MSN Money - 9 hours ago]
Marketing staff up in arms against plan [Individual.com - 9 hours ago]
Liquidnet courts Asia-Pacific regulators [Asian Investor - 10 hours ago]
Alabama's Synapse Wireless raises $630,000 [TechJournal South - 10 hours ago]
Innovation on Wheels: Tesla IPO Coming [Red Herring - 11 hours ago]
AngloGold Ashanti Announces Acquisition of Shar... [Canoe Money - 11 hours ago]
Dendreon Corporation (DNDN) (JOBS) Receives FDA... [BioSpace - 11 hours ago]
Blockbuster Announces Plans to Combine Class A ... [PR Newswire via MSN Money - 11 hours ago]
Ironwood Pharmaceuticals Files Registration Sta... [Business Wire UK - 11 hours ago]
Biocryst Pharmaceuticals (BCRX) Announces Prici... [BioSpace - 11 hours ago]
PEP Coalition files raps vs PACPI, APO [Mindanao Daily Mirror - 11 hours ago]
JP Morgan to Launch New Dark Pool [Traders Magazine - 11 hours ago]

Blogs

sort by: Date \| Relevance
links for 2009-11-21 [J. Bradford DeLong's Grasping Reality with All ... - 3 hours ago] Eichholtz, Kok and Quigley: Economic Value from Green Buildings This paper provides the first credible evidence on the economic ...
QuinStreet plans $250 million IPO [Economy-Finance - 17 hours ago] NEW YORK— QuinStreet Inc. plans an initial public offering of $250 million in common stock, according to a regulatory filing. The Foster City, Calif. company, which ...
Opening Bell: 11.20.09 [Dealbreaker - 22 hours ago] Goldman Holders Miffed At Bonuses (WSJ) Squid on Squid violence: "Some of the largest shareholders in Goldman Sachs have urged the Wall Street firm to reduce the ...
S.E.C. Told to Change How It Chooses Inquiries [DealBook - 11/20/2009] The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the ...
S.E.C. Told to Change How It Chooses Inquiries [DealBook - NY Times - 11/20/2009] The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the ...

Audio/Video

sort by: Date \| Relevance
Levitt Calls Blankfein Apology `Honest, Forthri... [Bloomberg - YouTube - 11/18/2009]
SEC's Khuzami Discusses Insider Trading at Hedg... [Bloomberg - YouTube - 11/13/2009]
Former Commissioner Campos Discusses SEC Self-F... [Bloomberg - YouTube - 11/12/2009]
Harvey Pitt Discusses Dodd's Financial Overhaul... [Bloomberg - YouTube - 11/10/2009]
Pitt Says Dodd Plan for SEC Whistleblowers `Unn... [Bloomberg - YouTube - 11/10/2009]

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US Securities and Exchange Commission