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Saturday, November 21, 2009 3:38 AM

US Securities and Exchange Commission

US Securities and Exchange Commission - Click to view 360-page
US Securities and Exchange Commission
Type: Organization
Name: US Securities and Exchange Commission (U.S. Securities and Exchange Commission)
First Reported 11/19/2009 - Updated 11/20/2009 - 4 Documents (in Internet & IT)
SEC Watchdog: Revamp Company Exam Process
WASHINGTON -- U.S. regulators had "ample information" to trigger an extensive exam of convicted fraudster Bernard Madoff's investment firm, but continually gave it only a "medium risk" rating, a government watchdog said on Thursday.David Kotz, the inspector ... [Moneynews - 11/20/2009]
First Reported 11 hours ago - Updated 6 hours ago - 2 Documents
SEC, CFTC reach accord on security-based futures
U.S. securities and derivatives regulators issued joint orders Friday, clarifying their jurisdiction over security-based futures products.The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission issued two joint orders ... [Investment Executive - 6 hours ago]
First Reported 22 hours ago - Updated 3 hours ago - 2 Documents (in Internet & IT)
Biocryst Pharmaceuticals (BCRX) Announces Pricing of Public Offering of Common Stock
BIRMINGHAM, Ala., Nov. 19 /PRNewswire-FirstCall/ -- BioCryst Pharmaceuticals, Inc. today announced the pricing of a public offering of 5,000,000 shares of its common stock at $9.75 per share, resulting in gross proceeds of $48.75 million. All of the shares ... [BioSpace - 3 hours ago]
First Reported 11/19/2009 - Updated 11/19/2009 - 3 Documents
EV Energy Partners to Present at the RBC Capital Markets 2009 MLP
EV Energy Partners, L.P. (NASDAQ: EVEP) announced today that Michael E. Mercer, Senior Vice President and CFO, will give a presentation as part of a panel at the RBC Capital Markets 2009 MLP Conference.Mr. Mercer's panel is scheduled to present on Friday, ... [Market Wire via MSN Money - 11/19/2009]
First Reported 11/19/2009 - Updated 11/19/2009 - 3 Documents
StatoilHydro ASA - Click to view image in its original context
StatoilHydro ASA
Statoil Confirms Closing of Horton Case
Statoil announced that the Deferred Prosecution Agreement (DPA) the company entered into as a part of the settlement of the Horton case, has expired as scheduled.On October 13, 2006, the company reached agreements with the US Securities and Exchange Commission ... [Rigzone - 11/19/2009]
First Reported 16 hours ago - Updated 16 hours ago - 2 Documents (in Internet & IT)
Bernard Madoff - Click to view 360-page
Bernard Madoff
S.E.C. Told to Change How It Chooses Inquiries
The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the one that allowed Bernard L. Madoff's multibillion-dollar fraud to go undetected for 16 years, ... [DealBook - 16 hours ago]
First Reported 12 hours ago - Updated 12 hours ago - 2 Documents (in Market News)
Kohlberg Capital Corporation Receives Notification of
NEW YORK, Nov. 20, 2009 (GLOBE NEWSWIRE) -- Kohlberg Capital Corporation (Nasdaq:KCAP) (the 'Company') announces that the Company received a letter on November 17, 2009 from the NASDAQ Stock Market notifying it that the Company is no longer in compliance ... [GlobeNewswire via MSN Money - 12 hours ago]
First Reported 11/19/2009 - Updated 17 hours ago - 2 Documents
Newmont Announces Commercial Production at Boddington
HOME NEWS PERSONAL FINANCE FINANCIAL TOOLS RATES PORTFOLIO COMPANY PROFILES SECTORS COLUMNISTS INDICES RRSP Centre Used Vehicles Classified Home >> Press Releases << >> /CNW/ -- Newmont Mining Corporation (NYSE: NEM) ('Newmont' or the 'Company') ... [Canoe Money - 17 hours ago]
First Reported 11/19/2009 - Updated 11/19/2009 - 2 Documents (in Internet & IT)
XBRL US Labs Issues Call for Research Partners
NEW YORK, Nov. 19 /PRNewswire/ -- XBRL US today issued a Call for Research Partners to expand research and development projects already underway to develop taxonomies (digital dictionaries) for corporate actions, proxy and governance, and asset-backed ... [Business Technology - 11/19/2009]
First Reported 20 hours ago - Updated 19 hours ago - 2 Documents (in Conflicts & Crime)
Beware of those who say beware of scams
Today's column discusses the Securities and Exchange Commission's lawsuit against Al Kaleta and his investment firm. Kaleta is one of the founders of the BizRadio Network, and he also made regular appearance on the Fox 26 morning show's "Wake Up... ... [Houston Chronicle - 19 hours ago]
First Reported 19 hours ago - Updated 19 hours ago - 1 Documents (in Internet & IT)
Conseco is planning to sell up to $230 million in stock
Indianapolis -- Carmel-based insurer Conseco says in a new filing with the Securities and Exchange Commission that it may sell up to $230 million of stock. ... [Indianapolis Star - 19 hours ago]
First Reported 11/20/2009 - Updated 11/20/2009 - 1 Documents (in Internet & IT)
AOL to cut one-third of staff
New YorkAOL Inc., which will be spun off from Time Warner on Dec. 9, plans to cut its staff by one-third, or about 2,500 workers, according to documents filed Thursday with the Securities and Exchange Commission.The restructuring will be conducted on ... [BToBOnline - 11/20/2009]

Quotes

The Securities and Exchange Commission ( "Commission') obtained a court order to halt a securities fraud targeting investors in the Somali immigrant community in San Diego, Seattle, and elsewhere."
Shidaal Express, Inc. and Mohamud Abdi Ahmed See also: SEC Complaint [SEC - 18 mins ago]
...including its subsidiaries, have completed a restructuring transaction with its senior lender, Hercules Technology Growth CapitalCapital Inc. ( "Hercules'), pursuant to which a portion of the Company's outstanding debt with Hercules Technology I, LLC, a wholly-owned subsidiary of Hercules (" HTI'), was converted into equity in the Company, the remaining outstanding debt with Hercules was otherwise restructured, the Company issued warrants...
InfoLogix Announces Closing of Restructuring of its Outstanding [PR Newswire via MSN Money - 1 hour ago]
IRVINE, Calif. and LONDON, Nov. 20 /PRNewswire-FirstCall/ -- Electronic Game Card, Inc. ( "EGC') , filed its SEC Form 10-Q for the three-month and nine month periods ended September 30, 2009 after the close of the market today."
Electronic Game Card, Inc. Files 10-Q for Period Ending September 30, 2009 [Stockwatch - 4 hours ago]

More Content

All (22910) | News (21445) | Reports (1) | Blogs (1431) | Audio/Video (8) | Fact Sheets (21)
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Shidaal Express, Inc. and Mohamud Abdi Ahmed Se... [SEC - 18 mins ago]
R. Brooke Dunn and Nicholas P. Howey [SEC - 18 mins ago]
These Men Could Kill SarbOx [BusinessWeek - 1 hour ago]
InfoLogix Reveals Closing Of Restructuring Of I... [RTTNews.com - 1 hour ago]
Rio Tinto to receive total proceeds of at least... [Mineweb - 1 hour ago]
InfoLogix Announces Closing of Restructuring of... [Yahoo! Canada - 1 hour ago]
InfoLogix Announces Closing of Restructuring of... [PR Newswire via MSN Money - 1 hour ago]
Marketing staff up in arms against plan [Individual.com - 1 hour ago]
Liquidnet courts Asia-Pacific regulators [Asian Investor - 2 hours ago]
Alabama's Synapse Wireless raises $630,000 [TechJournal South - 2 hours ago]
Innovation on Wheels: Tesla IPO Coming [Red Herring - 2 hours ago]
AngloGold Ashanti Announces Acquisition of Shar... [Canoe Money - 2 hours ago]
Dendreon Corporation (DNDN) (JOBS) Receives FDA... [BioSpace - 2 hours ago]
Blockbuster Announces Plans to Combine Class A ... [PR Newswire via MSN Money - 2 hours ago]
Ironwood Pharmaceuticals Files Registration Sta... [Business Wire UK - 2 hours ago]
Biocryst Pharmaceuticals (BCRX) Announces Prici... [BioSpace - 3 hours ago]
PEP Coalition files raps vs PACPI, APO [Mindanao Daily Mirror - 3 hours ago]
JP Morgan to Launch New Dark Pool [Traders Magazine - 3 hours ago]
Thai bourse: Foreign issuers allowed to list on... [MCOT - 3 hours ago]
AngloGold Ashanti Announces Acquisition of Shar... [Market Wire via MSN Money - 3 hours ago]
Genesis Fluid Solutions Holdings, Inc. Announce... [PR Newswire via MSN Money - 3 hours ago]
Trony Solar raises IPO target to $241.5 million [Reuters - 3 hours ago]
Standard & Poor’s pulls back in Australia [Financial Chronicle - 3 hours ago]
Fortinet stages US$156.2m IPO [Infosecurity Today - 3 hours ago]
AngloGold Ashanti Announces Acquisition of Shar... [Earthtimes.org - 4 hours ago]
Genesis Fluid Solutions Holdings, Inc. Announce... [Street Insider - 4 hours ago]
Genesis Fluid Solutions Holdings, Inc. Announce... [FinanzNachrichten.de - 4 hours ago]
Uranium International Corp. Enters Into Formal ... [Forbes.com - 4 hours ago]
Cabot Microelectronics Corporation Receives Rul... [Business Wire via MSN Money - 4 hours ago]
NUCRYST Announces Special Meeting of Shareholders [FinanzNachrichten.de - 4 hours ago]
1 2 3 4 5 6 7 8 9 10 ...
In Focus
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Bernard Madoff, Mary Schapiro, Allen Stanford, [more]
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Bank of America Corporation, Merrill Lynch & Co Inc, General Electric Company, [more]
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Financial Industry Regulatory Authority, House Financial Services Committee, Commodity Futures Trading Commission, [more]
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Fraud, Insider Trading, Dark Pools, [more]
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Washington DC, San Francisco (United States), Wilmington (Delaware, United States), [more]
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United States, Antigua and Barbuda, Argentina, [more]
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Internet & IT, White-Collar Crime, Financial Reporting, [more]
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Banking & Financial Services, Legal, Energy, [more]
SEC, Stockwatch, Business Wire, [more]
Content Volume
Network
Trends

Blogs

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QuinStreet plans $250 million IPO [Economy-Finance - 9 hours ago]
NEW YORK— QuinStreet Inc. plans an initial public offering of $250 million in common stock, according to a regulatory filing. The Foster City, Calif. company, which ...
Opening Bell: 11.20.09 [Dealbreaker - 14 hours ago]
Goldman Holders Miffed At Bonuses (WSJ) Squid on Squid violence: "Some of the largest shareholders in Goldman Sachs have urged the Wall Street firm to reduce the ...
S.E.C. Told to Change How It Chooses Inquiries [DealBook - 16 hours ago]
The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the ...
S.E.C. Told to Change How It Chooses Inquiries [DealBook - NY Times - 16 hours ago]
The Securities and Exchange Commission must tighten its process for deciding which investment advisers to inspect if it is to avoid colossal breakdowns like the ...
TD Ameritrade And E*Trade: Wedding Bells? [Financial Sector and Stocks Analysis from Seeki ... - 18 hours ago]
Jeremy Richards submits:Thursday, TD Ameritrade(AMTD) disclosed plans to sell an as-yet-undetermined amount of senior debt in a filing with the Securities and Exchange ...
1 2 3 4 5 6 7 8 9 10 ...

Audio/Video

sort by: Date | Relevance
Levitt Calls Blankfein Apology `Honest, Forthri... [Bloomberg - YouTube - 11/18/2009]
SEC's Khuzami Discusses Insider Trading at Hedg... [Bloomberg - YouTube - 11/13/2009]
Former Commissioner Campos Discusses SEC Self-F... [Bloomberg - YouTube - 11/12/2009]
Harvey Pitt Discusses Dodd's Financial Overhaul... [Bloomberg - YouTube - 11/10/2009]
Pitt Says Dodd Plan for SEC Whistleblowers `Unn... [Bloomberg - YouTube - 11/10/2009]
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